About My Practice
Practice focus is on asset / investment management for individual clients who have already accumulated significant capital and who want to preserve what they have, derive an income and / or pass the remainder to their family in a tax efficient manner. In addition, we provide investment management and service many private Trust accounts established by families in the area.
Our primary investment strategy is traditional asset allocation using professional money managers with an eye on current economic trends.
Significant time is spent with clients on planning, coordinating services with other financial professionals (CPA, Attorney, Insurance Agent) and ongoing cash management and service related issues.
As part of a mid size CPA firm, we have immediate access to internal resources which provide expert tax and estate planning services to compliment our investment management efforts.
A large part of our client base consists of retired couples, widows, divorcees and business owners. We would welcome the opportunity to meet with you to discuss your planning and investment needs.
Since March 2005, Reg has served as executive vice president of Mercadien Asset Management. He is integral to client relationship management, preparation of financial plans and in overseeing investment operations for the firm and serves on the investment committee.
Prior to joining Mercadien, Reg worked for 18 years as the investment specialist for Berger Financial Group, L.L.C., in Neptune, New Jersey. He worked with advisors to develop appropriate asset allocation strategies for their clients and also acted as liaison between the branch office and New England Securities office in Boston.
As vice president for Advanced Pension Designs, Inc., a third-party administrator of pension, profit-sharing and 401(k) plans, Reginald worked closely with business owners in the area of employee education for 401(k), SEP and SIMPLE retirement plans.
Registrations, Licenses, Certifications & Affiliations
Securities Registrations or Exam Qualifications
Series 7, 63, 65
Life insurance, Health/disability insurance, Fixed annuities, Variable annuities
Designations & Certifications
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
I will provide a free initial consultation to prospective clients so we may determine if their needs and my practice are well-matched.
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