About My Practice
Lee is an independent Certified Financial Planner working primarily with educators and other professionals in their pursuit to establish viable retirement & investment goals. His objective is to establish a personal long-term financial relationship with his clients and assist them in all facets of financial planning.
Lee believes establishing a "person partnership" is very important in the financial planning process; and is essential in helping you to achieve your financial goals. As an avid proponent of diversified portfolios, he looks to "asset allocation theory" to help achieve long-term investment objectives. Lee is also a qualified Income Tax practitioner with over 30 years experience in the field of Tax Planning & Preparation, a natural compliment to Investment Planning. As a Mortgage Consultant, his affiliation with several lending institutions avails you this added service when considering purchasing a home or consolidating your debts.
Registered Representative of/and securities offered through Legend Equities Corporation, member FINRA/SIPC. Legend Equities Corporation and its affiliates do not provide information or advice regarding taxes, estate planning, mortgages or legal concerns
Diversification does not assure a profit or protect against market loss.
Prior to achieving his CFP designation and setting up his own practice, Lee was a First Vice President with Shearson Lehman Bros., managing their Foreign Currency Operations. He is also a retired Major in the US Army. With an MBA in Finance & Investments, a Series 7 Securities License and other financial credentials, he brings to you a wealth of knowledge and experience in the area of financial planning services.
Registrations, Licenses, Certifications & Affiliations
Securities Registrations or Exam Qualifications
Series 7, 63
Life insurance: NY, Health/disability insurance: NY, Fixed annuities: NY, Variable annuities: NY
Designations & Certifications
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Legend Equities Corporation
I will provide a free initial consultation to prospective clients so we may determine if their needs and my practice are well-matched.
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