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February 2014


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DIGITAL EDITION: CLICK HERE (login required)

A Proper Apology

by Roy C. Ballentine, CFP® ChFC®, CLU®; and James Grubman, Ph.D.

How to be proactive, ethical, empathic, and responsive in the aftermath of a mistake.

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Suitability Versus Fiduciary Standard

by Joseph W. Goetz, Ph.D., AFC, CRC®; Swarn Chatterjee, Ph.D, CRC®; and Brenda J. Cude, Ph.D.

New research explores the perceived impacts of changing one’s standard of care.

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Faster Detection of Trend Changes in Slow-Timing the Market

by D. Allen Cohen, Ph.D.; and Kenneth D. Cliffer, Ph.D.

This paper presents a “market slow-timing” portfolio allocation strategy based on anticipation of the market generally moving up or down over intermediate-duration periods.

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