March 18, 2008 (2-3:00 p.m. EST)
Standards of Conduct
Presented by Nicholas A. Nicolette, CFP®, Chair, FPA Board of Directors; Duane Thompson, Managing Director, FPA Washington, D.C., Office; and Charles Hughes, CFP®, Chair, FPA Fiduciary and Standards of Conduct Task Force
VLC Educational Track: Current Issues
CFP CE Credit: 0.0
Career level: I, II, III
FPA Competencies: Critical Thinking
FREE for FPA members
Please note: Registration for this event will end 15 minutes prior to the start. Please register early.
Type of Event: Webstreaming (no phone connection - audio and visual presentation through your computer speakers)
Test your Computer’s Compatibility
About the Program:
In this session, you will learn about the rationale, process and proposals set forth by the FPA Fiduciary and Standards of Conduct Task Forces. These groups were brought together to address recent events that are having a significant impact on the standards of conduct required of financial planners. FPA Chair Nicholas A. Nicolette, CFP®, FPA Managing Director Duane Thompson and Task Force Chair Charlie Hughes, CFP®, will discuss the history of these task forces and their recommendations. They will directly address questions and comments posted in FPA’s Community Building discussion area. Attendees are invited to post questions by visiting http://community.FPAnet.org/cs/ and accessing the Standards of Conduct discussion in the Featured Community/Discussion Group.
You Will Learn About: - The rationale behind the FPA Fiduciary and Standards of Conduct task forces.
- The recommendations of the task forces.
- Answers to questions posted in the FPA Community Building.
Who Should Attend:
Anyone involved with FPA as the professional community that fosters the value of financial planning and advances the financial planning profession should attend.
Our Speakers:
FPA Chair Nicholas A. Nicolette, CFP®, FPA Managing Director Duane Thompson and Task Force Chair Charlie Hughes, CFP®.
