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The Government Relations office of FPA, based in Washington, D.C., exclusively represents the financial planning profession and its members' interests before federal and state regulators and lawmaking bodies.
Oversight of Investment Advisers. Congress is considering creating a Self Regulatory Organization (SRO) to oversee Investment Advisers.
Uniform Fiduciary Duty for Personalized Investment Advice. In the Dodd-Frank financial regulatory reform bill, Congress required the SEC to study whether or not a fiduciary standard should be required for all personalized investment advice provided to consumers.
Find recent legislative or regulatory activity of FPA involving either model state laws or rules or state-specific FPA lobbying activity.
Find policy papers, comment letters and testimony, and white papers and research that will keep you up to date on financial planning industry trends and regulations.
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FPA-PAC is the federally registered political action committee of FPA, the only registered PAC on Capitol Hill representing the interests of the financial planning profession.
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To contact the FPA Government Relations office, please email FPA@Rabengroup.com.