Comment Letters & Testimony
Comment Letters & Testimony
September 19, 2011
Comment Letter to CFP® Board re: Experience Requirement Change (PDF | 201KB)
September 15, 2010
Fiduciary Survey News Release (PDF | 47KB)
National Opinion Survey on U.S. Investors & Fiduciary Standard (PDF | 309KB)
August 30, 2010
Comment Letter on SEC Study of BD and IA Standards of Care/Fiduciary Duty
October 2, 2009
FPA Comment Letter to CFP® Board re: Proposed Financial Plan Development Course Requirement(PDF | 51KB)
December 10, 2007
FPA Comment Letter to NASAA on Senior-specific Certifications and Professional Designations (PDF | 60KB)
November 16, 2007
FPA Comment Letter to Treasury on Regulatory Reform (PDF | 132KB)
Public Policy
June 1, 2007
FPA Fiduciary Task Force Final Report on Financial Planner Standards of Conduct (PDF | 699KB)
March 15, 2007
FPA President Nicholas Nicolette's Letter to FPA Members Regarding New Fiduciary Issues Developments (PDF | 34KB)
March 13, 2007
FPA Fiduciary Task Force Preliminary Report on Financial Planner Standards of Conduct (PDF | 956KB)
