Many elements of a financial planning practice are affected directly by state legislatures and regulatory agencies, even if you are affiliated with an SEC-registered investment advisory firm.

Find recent legislative or regulatory activity of FPA involving either model state laws or rules or state-specific FPA lobbying activity.

Comment Letters & Testimony

April 24, 2012

FPA Testimony re: CA Governor's Government Reorganization Plan (PDF | 45KB) 

April 16, 2012

FPA Comment Letter to Little Hoover Commission (PDF | 51KB) 

April 16, 2012

FPA Comment Letter to CA State Senator Kevin de Leon re: Senate Bill 1235

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