Compliance Report (PDF | 1.4MB)
The FPA-ActiFi Adviser Technology Series: Compliance Edition is now available to all members. It covers adviser compliance issues, how to get the most benefit from using technology to assist with compliance needs, methods for approaching compliance solutions, and four vendor profiles.
Advisers surveyed report receiving a variety of benefits as a result of using compliance software or other software types for compliance purposes. In fact, 68 percent say it helps provide peace of mind, 64 percent say it improves their productivity or saves time, and 48 percent say it enables them to more effectively serve their clients. Learn more by downloading the report today!
Compliance Solutions Research Articles
Should You Use Compliance Software?
Help for making the best software decision including key questions to ask and information based on adviser research.